We provide transfer agency services to a wide variety of fund structures and asset classes. Our teams have an in-depth understanding of the funds industry, local regulatory framework, and tailor our transfer agency services to suit your operational needs.
Services include
- AML screening to ensure investor compliance with money laundering regulations of the jurisdiction where the entity is domiciled and the applicable regulations of the contracted administrator
- Upfront and ongoing screening of investor and associated parties (Ultimate Beneficiary Owners, directors, trustees, etc.)
- Maintain investor registers, including all static data, such as Employment Retirement Income Securities Act status, new issue eligibility, etc.
- Generate and distribute investor statements and other fund information through a secure investor portal
- Generate tailored investor reporting
- Receive, reconcile, and process subscriptions, redemptions, transfers and switches, including facilitating investor money movements
- Receive, calculate allocations, and process capital calls and distributions for the fund, including facilitating investor money movements and issuing capital call and distribution notices
- Capture and track investor capital activity and maintain partners’ capital accounts
- Maintain shareholder registers
- Distribute investor communications as required
- Provide 24/7 access to a secure web-based data room
- Set up and maintain bank accounts
- Process investor transfers
- Provide daily shareholder cash management
- Set up and maintain institutional and retail investors accounts
- Provide privacy, AML and Rule 22c-2 compliance services
- Support National Securities Clearing Corporation processing and provide dealer services
